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Index

Forensics & Technology

Advisory Services
Forensics & Technology

Our approach to risk & compliance technology

The challenges that financial institutions face in the risk & compliance domain are varied and complex. Changing business models, disruptive competitors and increasing regulatory oversight all contribute to an increasing demand for scalable and agile risk & compliance solutions.

These flexible and agile solutions however should also be able to reliably withstand increasingly thorough scrutiny by regulators and other stakeholders. Bringing together flexibility, agility and reliability is a challenge that most institutions face on a daily basis.

We apply our experience and proven technology from the forensics domain to risk & compliance challenges. This ensures a fact-based risk & compliance strategy that is firmly grounded in real-life company data. Institutions are then able to effectively and adequately respond to their biggest challenges.

Services offered by BDO

By using forensic data analytics, we are able to efficiently and effectively scrutinise structured and unstructured data for indicators of risks and instances non-compliance.

Data discovery services allow our clients to identify the existence and whereabouts of relevant (sensitive) information within their IT-structures. It then also allows users to convert data into useable and actionable information.

Our digital forensics services help uncover facts about potential risks, indicators of compromise and audit trails from both software and hardware assets.

Ultimately, our incident response services are aimed at supporting our clients immediately after a (potential) cyber incident has been identified. Our services help clients assess whether they are still at risk, how to remediate potential damage and prevent similar incidents from happening again.

Use & Benefits

Domains where use of forensic technology have greatly benefited institutions include KYC-remediation, transaction monitoring and AML-reviews. One of the key challenges these topics have in common is the gathering and integration of different data sources.

With information scattered across departments and systems, adequate decision-making is hardly possible, if at all. Creating a single point of truth which spans those different data sources thus is crucial. Forensic technology can be of great help in doing so. After all, its core premise is to reliably bring together data from various sources and qualities to help investigators determine the facts.

Only after gathering the facts can companies start to adequately respond to identified challenges. Benefits include fact-based decision-making on resource allocation, enhanced reliability of internal and external reporting and increased opportunities for automation of manual work.

Finally, technological developments in data analytics, eDiscovery and machine learning also allow financial institutions to scale beyond their traditional capacity and remain agile while doing so. In an increasingly challenging job market, this can mean both increased compliance as well as a competitive edge over other, less technologically advanced, competitors.

Dirk de Hen

Partner Technology & Managed Services

E dirk.de.hen@bdo.nl

T +31 (0)30 633 62 71

Index

Forensics & Technology

Dirk de Hen

Partner Technology & Managed Services

E dirk.de.hen@bdo.nl

T +31 (0)30 633 62 71

Use & Benefits

Domains where use of forensic technology have greatly benefited institutions include KYC-remediation, transaction monitoring and AML-reviews. One of the key challenges these topics have in common is the gathering and integration of different data sources.

With information scattered across departments and systems, adequate decision-making is hardly possible, if at all. Creating a single point of truth which spans those different data sources thus is crucial. Forensic technology can be of great help in doing so. After all, its core premise is to reliably bring together data from various sources and qualities to help investigators determine the facts.

Only after gathering the facts can companies start to adequately respond to identified challenges. Benefits include fact-based decision-making on resource allocation, enhanced reliability of internal and external reporting and increased opportunities for automation of manual work.

Finally, technological developments in data analytics, eDiscovery and machine learning also allow financial institutions to scale beyond their traditional capacity and remain agile while doing so. In an increasingly challenging job market, this can mean both increased compliance as well as a competitive edge over other, less technologically advanced, competitors.

Using forensic data analytics, we are able to efficiently and effectively scrutinize structured and unstructured data for indicators of risks and instances non-compliance.

Data discovery services allow our clients to identify the existence and whereabouts of relevant (sensitive) information within their IT-structures. It then also allows users to convert data into useable and actionable information.

Our digital forensics services help uncover facts about potential risks, indicators of compromise and audit trails from both software and hardware assets.

Ultimately, our incident response services are aimed at supporting our clients immediately after a (potential) cyber incident has been identified. Our services help clients assess whether they are still at risk, how to remediate potential damage and prevent similar incidents from happening again.

Services offered by BDO

We apply our experience and proven technology from the forensics domain to risk & compliance challenges. This ensures a fact-based risk & compliance strategy that is firmly grounded in real-life company data. Institutions are then able to effectively and adequately respond to their biggest challenges.

Our approach to risk & compliance technology

The challenges that financial institutions face in the risk & compliance domain are varied and complex. Changing business models, disruptive competitors and increasing regulatory oversight all contribute to an increasing demand for scalable and agile risk & compliance solutions.

These flexible and agile solutions however should also be able to reliably withstand increasingly thorough scrutiny by regulators and other stakeholders. Bringing together flexibility, agility and reliability is a challenge that most institutions face on a daily basis.

Advisory Services
Forensics & Technology